Li Chi Chen
陳麗琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Chi Chen (陳麗琪), a licensed former licensee with CE reference AQI151. This person has 17.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-13 | 2025-05-02 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-22 | 2017-09-06 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-09 | 2013-03-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-17 | 2017-02-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Chi Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.