Allan John Castagne
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allan John Castagne, a licensed former licensee with CE reference AQU899. This person has 3.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | Rep | Type 7 - Providing automated trading services | 2012-01-17 | 2012-07-26 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2009-07-16 | 2012-07-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-04-09 | 2008-10-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-04-09 | 2008-10-21 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-04-09 | 2008-10-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Allan John Castagne during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.