Luhai Zeng
曾鹿海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luhai Zeng (曾鹿海), a licensed former licensee with CE reference AQQ661. This person has 15.3 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-06-18 | 2025-03-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-06-18 | 2025-03-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-28 | 2020-06-18 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-28 | 2025-03-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-02-28 | 2020-06-18 |
| ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-06 | 2020-02-10 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-25 | 2019-03-04 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-27 | 2018-07-25 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-23 | 2019-03-04 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2017-09-07 | 2018-03-27 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-08-04 | 2019-03-04 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-01 | 2017-09-07 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-06-01 | 2015-08-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-14 | 2014-03-25 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-11-26 | 2014-03-25 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-03-13 | 2008-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Luhai Zeng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.