Yan Huang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Huang (黃岩), a licensed Responsible Officer with CE reference AQO269. Currently licensed at 1 firm(s): China Industrial Securities International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 18.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2025-11-28 | present |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-11-28 | present |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2025-11-25 | 2025-11-28 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-11-25 | 2025-11-28 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2022-09-22 | 2025-11-10 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-07-24 | 2025-11-10 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-02 | 2022-09-22 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-02 | 2018-07-24 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-02-05 | 2017-07-14 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-24 | 2014-01-06 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-29 | 2014-01-06 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-05-27 | 2014-01-06 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-26 | 2008-06-04 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-26 | 2008-04-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Huang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.