Bruce Ian French
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bruce Ian French, a licensed former licensee with CE reference AQM685. This person has 9.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-01-13 | 2026-01-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-05-22 | 2025-05-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-11-16 | 2023-11-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-11-16 | 2023-11-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2017-09-01 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2017-09-01 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-06-27 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2013-06-27 | 2017-09-01 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2013-06-27 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-02-25 | 2017-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bruce Ian French during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.