Shing Yip Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Yip Wong (王成業), a licensed Responsible Officer with CE reference AQM559. Currently licensed at 1 firm(s): SmartNob Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.5 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SmartNob Asset Management Limited 智諾資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-02-06 | present |
| SmartNob Asset Management Limited 智諾資產管理有限公司 |
RO | Type 9 - Asset management | 2026-02-06 | present |
| Hong Kong Main Fund Securities Limited 香港萬峰證券有限公司 |
RO | Type 4 - Advising on securities | 2025-01-20 | 2026-01-03 |
| Hong Kong Main Fund Securities Limited 香港萬峰證券有限公司 |
RO | Type 9 - Asset management | 2025-01-20 | 2026-01-03 |
| Trendman Capital Limited 誠恒資本有限公司 |
RO | Type 4 - Advising on securities | 2023-10-27 | 2024-06-13 |
| Trendman Capital Limited 誠恒資本有限公司 |
RO | Type 9 - Asset management | 2023-10-27 | 2024-06-13 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2021-03-26 | 2023-05-07 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 4 - Advising on securities | 2021-03-26 | 2023-05-07 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 9 - Asset management | 2021-03-26 | 2023-05-07 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-12-10 | 2021-03-25 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
RO | Type 9 - Asset management | 2020-12-10 | 2021-03-25 |
| Plutus Securities Limited 貝德斯證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-23 | 2021-03-25 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-30 | 2020-12-10 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-10-30 | 2020-12-10 |
| Plutus Securities Limited 貝德斯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-31 | 2020-03-23 |
| BS Securities Limited 大成功證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-18 | 2019-07-08 |
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-12 | 2018-05-10 |
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-03 | 2017-01-12 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-14 | 2016-09-22 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-09-14 | 2016-09-22 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-05-14 | 2016-09-08 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-06-01 | 2016-09-08 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-20 | 2016-09-08 |
| Hing Wong Securities Limited 興旺證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-11 | 2011-04-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-02-11 | 2009-07-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-23 | 2009-07-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-31 | 2008-10-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Yip Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.