Roger Lin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Lin, a licensed former licensee with CE reference AQM243. This person has 3.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVC Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2008-09-08 | 2011-12-01 |
| CVC Asia Pacific Limited | Rep | Type 9 - Asset management | 2008-09-08 | 2011-12-01 |
| CVC Asia Pacific Limited | Rep | Type 6 - Advising on corporate finance | 2008-08-12 | 2011-12-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-11 | 2008-07-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2008-02-11 | 2008-07-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-02-11 | 2008-07-16 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Roger Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Zheng Liu | CVC Asia Pacific Limited | 2008–2011 |
| Chi Haeng Lee | CVC Asia Pacific Limited | 2008–2011 |
| Chi Kit Ho | CVC Asia Pacific Limited | 2008–2011 |
| Budi Mulyana | CVC Asia Pacific Limited | 2008–2011 |
| Minki Brian Hong | CVC Asia Pacific Limited | 2008–2011 |
| Alvin Tsz-Wang Lam | CVC Asia Pacific Limited | 2008–2011 |
| Denise Lok Qun Mak | CVC Asia Pacific Limited | 2008–2011 |
| Hans Wang Watganai | CVC Asia Pacific Limited | 2008–2011 |
| Joo Suk Kim | CVC Asia Pacific Limited | 2008–2011 |
| Roy Kuan | CVC Asia Pacific Limited | 2008–2011 |
| Maarten Ruijs | CVC Asia Pacific Limited | 2008–2011 |
| Vicki Ching Ching Hui | CVC Asia Pacific Limited | 2008–2010 |
| Allen Jing Choung Han | CVC Asia Pacific Limited | 2010–2011 |
| Wei Zhu | CVC Asia Pacific Limited | 2008–2009 |
| Hemal Thakore | CVC Asia Pacific Limited | 2009–2011 |
| Quan Miao | CVC Asia Pacific Limited | 2011 |
| Difei Cheng | CVC Asia Pacific Limited | 2011 |
| Bo Liu | CVC Asia Pacific Limited | 2011 |