Ka Fai Yip
葉嘉輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Fai Yip (葉嘉輝), a licensed former licensee with CE reference AQF144. This person has 10.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-17 | 2019-06-28 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2015-03-10 | 2015-03-19 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-08 | 2015-03-09 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-18 | 2013-06-14 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-27 | 2010-06-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Fai Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.