Hok Leung Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Leung Chan (陳學良), a licensed Responsible Officer with CE reference AQE457. Currently licensed at 1 firm(s): Asian Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 17.0 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asian Capital Limited 卓亞融資有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-10 | present |
| Asian Capital Limited 卓亞融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-12-10 | present |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-14 | 2024-12-10 |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-11-14 | 2024-12-10 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-15 | 2024-05-31 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-04-15 | 2024-05-31 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
RO | Type 1 - Dealing in securities | 2017-03-01 | 2019-01-24 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-03-01 | 2019-01-24 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 1 - Dealing in securities | 2010-02-08 | 2016-10-04 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-02-08 | 2016-10-04 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-01-29 | 2009-10-21 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-01-29 | 2009-10-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hok Leung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.