Ling Yang

楊玲
CE No. AQE299 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Yang (楊玲), a licensed former licensee with CE reference AQE299. This person has 6.2 years of SFC licence history. Total licence records on file: 9.

Information

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Licence history

FirmRoleRegulated activityFromTo
Xynergy Capital Limited
辛基資本有限公司
RO Type 9 - Asset management 2021-07-09 2025-04-01
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 - Dealing in securities 2011-08-15 2013-01-24
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 6 - Advising on corporate finance 2011-08-15 2013-01-24
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2008-01-07 2009-01-12
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2008-01-07 2009-01-12
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2008-01-07 2009-01-12
Merrill Lynch Far East Limited Rep Type 4 - Advising on securities 2008-01-07 2009-01-12
Merrill Lynch (Asia Pacific) Limited Rep Type 6 - Advising on corporate finance 2008-01-07 2009-01-12
Merrill Lynch Far East Limited Rep Type 6 - Advising on corporate finance 2008-01-07 2009-01-12

Worked alongside

The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Ling Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yijun Hou Xynergy Capital Limited 2021–2025
Ho Wai Wendy Ng Xynergy Capital Limited 2022–2025
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