Ngai Fung Tong
湯毅鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngai Fung Tong (湯毅鋒), a licensed Representative with CE reference AQD039. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 18.8 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-03 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-19 | 2017-10-02 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-19 | 2017-10-02 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-13 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-01 | 2017-10-02 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-14 | 2017-10-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ngai Fung Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.