Hua Gong

龔華
CE No. AQB146 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hua Gong (龔華), a licensed former licensee with CE reference AQB146. This person has 2.8 years of SFC licence history. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Open Securities Limited
開盤證券有限公司
Rep Type 2 - Dealing in futures contracts 2010-09-21 2011-04-08
Open Securities Limited
開盤證券有限公司
Rep Type 1 - Dealing in securities 2010-06-04 2011-04-08
RHB Securities Hong Kong Limited
興業金融證券有限公司
Rep Type 1 - Dealing in securities 2009-04-30 2009-12-10
Sino-Rich Securities & Futures Limited
中順證券期貨有限公司
Rep Type 1 - Dealing in securities 2008-09-08 2009-04-02
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 - Dealing in securities 2008-03-06 2008-09-01
Fulbright Securities Limited
富昌證券有限公司
Rep Type 1 - Dealing in securities 2007-12-03 2008-03-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hua Gong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Cindy Shuk Kwan Lin Open Securities Limited 2010–2011
Chi Fai Wong Open Securities Limited 2010–2011
Yan Keung Yeung Open Securities Limited 2010–2011
Yeh-Hung Chou Open Securities Limited 2010–2011
Martini Tsang Kit Ma Open Securities Limited 2010–2011
Tsz Fung Au Yeung Sino-Rich Securities & Futures Limited 2008–2009
Kenneth Pak Lin Chow Sino-Rich Securities & Futures Limited 2008–2009
Kam Wah Cheung Sino-Rich Securities & Futures Limited 2008–2009
Chi Hang Chow Sino-Rich Securities & Futures Limited 2008–2009
Sai Kwong Liu Sino-Rich Securities & Futures Limited 2008–2009
Ka Yiu Leung Sino-Rich Securities & Futures Limited 2008–2009
Chun Yeung Wong Sino-Rich Securities & Futures Limited 2008–2009
Jonathan Sheung Chi Tai Open Securities Limited 2010–2011
Yik Fung Chan Sino-Rich Securities & Futures Limited 2008–2009
Cheng Chung Liang Open Securities Limited 2010–2011
Cheng Yung Kao Open Securities Limited 2010–2011
Shao-Mei Liao Open Securities Limited 2010–2011
Chi Man Tsui Open Securities Limited 2010–2011
Chia Tien Tan Open Securities Limited 2010–2011
Raymond Teh Sen Wu Open Securities Limited 2010–2011

Related