Connie Stella Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Connie Stella Chan, a licensed former licensee with CE reference AQB108. This person has 6.2 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2025-03-11 | 2026-11-15 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-18 | 2012-08-02 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-10-18 | 2011-02-01 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-10-18 | 2012-08-02 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2008-01-07 | 2010-09-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Connie Stella Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.