Kelly Wai Yan Hui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelly Wai Yan Hui (許慧欣), a licensed Responsible Officer with CE reference APZ793. Currently licensed at 1 firm(s): Guoyuan Capital (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 15.9 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-15 | present |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-05-15 | present |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-04-13 | 2026-05-15 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-04-13 | 2026-05-15 |
| Messis Capital Limited 大有融資有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-28 | 2026-02-24 |
| Messis Capital Limited 大有融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-12-28 | 2026-02-24 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-10-17 | 2023-12-28 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-08-08 | 2023-09-30 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-07-05 | 2023-08-08 |
| UZen Securities Limited 眾宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-24 | 2023-07-03 |
| Opus Capital Limited 創富融資有限公司 |
RO | Type 1 - Dealing in securities | 2021-04-26 | 2022-12-10 |
| Opus Capital Limited 創富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-10-08 | 2023-07-03 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-03 | 2021-04-26 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-10-03 | 2019-10-08 |
| Success New Spring Capital Limited 實德新源資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-12-05 | 2019-09-30 |
| Success New Spring Capital Limited 實德新源資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-10-10 | 2017-12-05 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-09 | 2017-08-05 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-06-09 | 2017-08-05 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-07-04 | 2017-06-01 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-02 | 2017-06-01 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-01-02 | 2016-07-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-16 | 2012-09-29 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-16 | 2012-09-29 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-05-25 | 2011-08-01 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-04-11 | 2011-04-26 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-11-19 | 2008-04-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kelly Wai Yan Hui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.