Arun Madhavaraya Pai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arun Madhavaraya Pai, a licensed former licensee with CE reference APK590. This person has 3.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kristal Advisors (HK) Limited 晶進金融（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-20 | 2020-02-29 |
| Kristal Advisors (HK) Limited 晶進金融（香港）有限公司 |
Rep | Type 9 - Asset management | 2017-02-20 | 2020-02-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-16 | 2007-09-24 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-16 | 2007-09-24 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-08-16 | 2007-09-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Arun Madhavaraya Pai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.