Kaori Morinobu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaori Morinobu, a licensed former licensee with CE reference APJ720. This person has 10.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-11-04 | 2018-02-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-11-04 | 2018-02-27 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-28 | 2014-05-28 |