Dennis Chih Chieh Chen
陳智傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Chih Chieh Chen (陳智傑), a licensed former licensee with CE reference APH886. This person has 13.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2022-04-29 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2022-04-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-06-19 | 2022-04-29 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2015-06-19 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2015-06-19 | 2022-04-29 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2015-06-19 | 2016-12-18 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-06 | 2015-05-14 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-06 | 2015-05-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-30 | 2012-05-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dennis Chih Chieh Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.