David Charles Gerhart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Charles Gerhart, a licensed former licensee with CE reference APH429. This person has 0.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-20 | 2007-11-20 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-20 | 2007-11-20 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-07-20 | 2007-11-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Charles Gerhart during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.