Rudolf Eduard Walter Apenbrink

CE No. APC553 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rudolf Eduard Walter Apenbrink, a licensed former licensee with CE reference APC553. This person has 3.2 years of SFC licence history. Total licence records on file: 8.

Information

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Licence history

FirmRoleRegulated activityFromTo
HSBC Global Asset Management (Hong Kong) Limited RO Type 1 - Dealing in securities 2007-07-03 2010-10-01
HSBC Investment Funds (Hong Kong) Limited RO Type 1 - Dealing in securities 2007-07-03 2010-10-01
HSBC Global Asset Management (Hong Kong) Limited RO Type 4 - Advising on securities 2007-07-03 2010-10-01
HSBC Global Asset Management Holdings (Bahamas) Limited RO Type 4 - Advising on securities 2007-07-03 2010-10-01
HSBC Investment Funds (Hong Kong) Limited RO Type 4 - Advising on securities 2007-07-03 2010-10-01
HSBC Global Asset Management (Hong Kong) Limited RO Type 9 - Asset management 2007-07-03 2010-10-01
HSBC Global Asset Management Holdings (Bahamas) Limited RO Type 9 - Asset management 2007-07-03 2010-10-01
HSBC Investment Funds (Hong Kong) Limited RO Type 9 - Asset management 2007-07-03 2010-10-01

Worked alongside

The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Rudolf Eduard Walter Apenbrink during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ayaz Hatim Ebrahim HSBC Global Asset Management Holdings (Bahamas) Limited 2007–2010
Winnie Wai Yin Hau HSBC Global Asset Management Holdings (Bahamas) Limited 2007–2010
Susannah Mary Spence HSBC Global Asset Management Holdings (Bahamas) Limited 2007–2010
Leon Goldfeld HSBC Global Asset Management Holdings (Bahamas) Limited 2007–2010
Patrice Pierre Henri Conxicoeur HSBC Global Asset Management Holdings (Bahamas) Limited 2008–2010
King Lun Au HSBC Global Asset Management Holdings (Bahamas) Limited 2007–2008
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