Niall James MacLeod
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Niall James MacLeod, a licensed Representative with CE reference AOY622. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 19.2 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-07-17 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2026-07-17 | present |
| UBS Securities Asia Limited | RO | Type 4 - Advising on securities | 2023-08-01 | 2026-08-26 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2008-06-05 | 2023-08-01 |
| Geomatrix (H.K.) Limited 世確(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-05-28 | 2008-02-12 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Niall James MacLeod during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Ritesh Samadhiya | Geomatrix (H.K.) Limited | 2007–2008 |
| Ajay Singh Kapur | Geomatrix (H.K.) Limited | 2007–2008 |
| Priscilla Hau Yi Luk | Geomatrix (H.K.) Limited | 2007–2008 |
| David Nathaniel Tee | Geomatrix (H.K.) Limited | 2007–2008 |
| Murtuza Z Husain | Geomatrix (H.K.) Limited | 2007–2008 |
| Jonathan Leonard Coleman | Geomatrix (H.K.) Limited | 2007–2008 |
| Kylie Jane Harris | Geomatrix (H.K.) Limited | 2007–2008 |
| Robert Collins Howe | Geomatrix (H.K.) Limited | 2007–2008 |
| Hugo Ridder Huyssen van Kattendijke | Geomatrix (H.K.) Limited | 2007 |