Sing Wa Man
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sing Wa Man (文星華), a licensed Responsible Officer with CE reference AOX779. Currently licensed at 1 firm(s): Aurelius Financial Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.0 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aurelius Financial Group Limited 旭倫資本有限公司 |
RO | Type 1 - Dealing in securities | 2024-07-25 | present |
| Aurelius Financial Group Limited 旭倫資本有限公司 |
RO | Type 4 - Advising on securities | 2024-07-25 | present |
| Aurelius Financial Group Limited 旭倫資本有限公司 |
RO | Type 9 - Asset management | 2024-07-25 | present |
| Aurelius Financial Group Limited 旭倫資本有限公司 |
Rep | Type 1 - Dealing in securities | 2024-07-22 | 2024-07-25 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-06 | 2024-03-31 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | Type 4 - Advising on securities | 2022-01-24 | 2023-06-30 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | Type 9 - Asset management | 2022-01-24 | 2023-06-30 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-11 | 2022-01-24 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 9 - Asset management | 2022-01-11 | 2022-01-24 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-30 | 2021-06-25 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-12-19 | 2021-06-25 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-15 | 2016-12-19 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-06-15 | 2016-12-19 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-11 | 2015-06-04 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-19 | 2015-06-04 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-05 | 2008-05-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sing Wa Man during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.