Ho Yin Yip
葉浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Yip (葉浩然), a licensed former licensee with CE reference AOW964. This person has 17.0 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2024-07-15 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-11 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-07-11 | 2024-07-15 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-28 | 2014-07-05 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-28 | 2014-07-05 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 - Asset management | 2014-04-28 | 2014-07-05 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-10 | 2014-03-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-01-03 | 2012-03-08 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-04 | 2012-03-08 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-09 | 2011-10-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Yin Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.