Maureen Lee Baker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maureen Lee Baker, a licensed former licensee with CE reference AOT370. This person has 11.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bauhinia Capital Partners Limited | Rep | Type 1 - Dealing in securities | 2016-09-14 | 2019-06-14 |
| Bauhinia Capital Partners Limited | Rep | Type 6 - Advising on corporate finance | 2016-09-14 | 2018-05-24 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-12 | 2016-04-06 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-05-12 | 2016-02-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-02 | 2010-03-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-04-02 | 2010-03-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Maureen Lee Baker during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.