Qi Shen
沈奇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi Shen (沈奇), a licensed former licensee with CE reference AOR653. This person has 10.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-13 | 2017-11-20 |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-09-13 | 2017-11-20 |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
Rep | Type 9 - Asset management | 2012-09-13 | 2017-11-20 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-04-15 | 2012-03-17 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-03-15 | 2011-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Qi Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.