Carmen Madalina Firescu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Madalina Firescu, a licensed former licensee with CE reference AOR315. This person has 3.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-06-16 | 2010-11-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2008-06-16 | 2010-11-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-06-10 | 2010-11-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-06-10 | 2010-11-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-03-09 | 2008-03-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-03-09 | 2008-03-11 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-03-09 | 2008-03-11 |