Tung Fai Kan
簡通輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Fai Kan (簡通輝), a licensed former licensee with CE reference AOQ748. This person has 13.1 years of SFC licence history. Total licence records on file: 10.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 9 - Asset management | 2019-10-22 | 2020-06-30 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 9 - Asset management | 2018-10-25 | 2019-10-22 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-16 | 2020-06-30 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-20 | 2018-07-17 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-12-20 | 2018-07-17 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-24 | 2016-12-18 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-24 | 2016-12-18 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-15 | 2015-08-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-27 | 2015-04-01 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-01 | 2008-03-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tung Fai Kan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.