Seung Kyu Shim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seung Kyu Shim, a licensed former licensee with CE reference AOQ592. This person has 4.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-11-26 | 2013-11-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-11-26 | 2013-11-26 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2007-03-06 | 2010-04-07 |