Xiaona Na
那小娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaona Na (那小娜), a licensed former licensee with CE reference AOM543. This person has 3.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-18 | 2019-04-27 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-14 | 2019-04-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-24 | 2019-02-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-27 | 2007-03-23 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2007-01-27 | 2007-03-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaona Na during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.