Ivan Yiu Chung Ho
何耀宗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivan Yiu Chung Ho (何耀宗), a licensed former licensee with CE reference AOI948. This person has 11.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-30 | 2024-04-17 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-06 | 2023-09-30 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-22 | 2018-05-24 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-22 | 2016-01-28 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-03 | 2014-04-04 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-27 | 2009-12-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-27 | 2009-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ivan Yiu Chung Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.