Li Sze Sia
謝理思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Sze Sia (謝理思), a licensed former licensee with CE reference AOB331. This person has 2.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-13 | 2009-02-05 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-10-13 | 2009-02-05 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | Rep | Type 1 - Dealing in securities | 2007-10-11 | 2009-02-05 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | Rep | Type 6 - Advising on corporate finance | 2007-10-11 | 2009-02-05 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-16 | 2007-07-25 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-10-16 | 2007-07-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Sze Sia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.