Chao Zeng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao Zeng (曾超), a licensed Responsible Officer with CE reference ANZ628. Currently licensed at 1 firm(s): GF Securities (Hong Kong) Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 13.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-07 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 4 - Advising on securities | 2020-07-07 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-17 | 2020-03-31 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-09-17 | 2020-03-31 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-14 | 2019-09-17 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-14 | 2019-09-17 |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-01 | 2019-03-11 |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-01 | 2019-03-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-11 | 2013-06-22 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-20 | 2011-01-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chao Zeng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.