Wai Chung Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chung Chan (陳慧聰), a licensed Representative with CE reference ANZ625. Currently licensed at 2 firm(s): Innovation Asset Management Co., Limited, Innovation Securities Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-05-14 | present |
| Innovation Securities Co., Limited 鼎新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-12 | present |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-12 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-23 | 2020-02-24 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-22 | 2019-08-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-20 | 2013-09-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-09-20 | 2013-09-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Chung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.