Fei Chen
陳菲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fei Chen (陳菲), a licensed former licensee with CE reference ANU926. This person has 5.0 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-31 | 2016-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-10-31 | 2016-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-09-05 | 2010-03-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-09-05 | 2010-03-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2008-09-05 | 2010-03-10 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2008-09-05 | 2010-03-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2008-09-05 | 2010-03-10 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2008-09-05 | 2010-03-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-21 | 2007-04-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-21 | 2007-04-02 |