Tsui Yan Yeung
楊翠茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsui Yan Yeung (楊翠茵), a licensed Representative with CE reference ANU390. Currently licensed at 1 firm(s): Cosmos One Capital Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 15.8 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cosmos One Capital Limited 宏銘資本有限公司 |
Rep | Type 1 - Dealing in securities | 2025-05-06 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-07 | 2022-04-14 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-07 | 2022-04-14 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-05 | 2018-11-23 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-05 | 2018-11-23 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-08-19 | 2014-02-11 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-27 | 2014-02-11 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-05 | 2013-04-10 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-24 | 2009-02-28 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-04-24 | 2009-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-08-15 | 2007-04-14 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-08-15 | 2007-04-14 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-08-15 | 2007-04-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsui Yan Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.