Sheng-Fen Lin
林盛芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng-Fen Lin (林盛芬), a licensed former licensee with CE reference ANN462. This person has 9.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-24 | 2016-04-26 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-25 | 2016-04-26 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-09 | 2016-04-26 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2007-07-09 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2007-07-09 | 2013-08-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-22 | 2007-06-25 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-06-22 | 2007-06-25 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-06-22 | 2007-06-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sheng-Fen Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Benjamin Kam Wing Hui | FT Securities Limited | 2006–2007 |
| Salim Jouhar Bilavinakath | FT Securities Limited | 2006–2007 |
| Kenneth Cheng | FT Securities Limited | 2006–2007 |
| Chieh-Kuo Chen | FT Securities Limited | 2006–2007 |
| Jin-Sen Chen | FT Securities Limited | 2006–2007 |
| Ka Man Kwan | FT Securities Limited | 2006–2007 |
| Yui Kwong Kwok | FT Securities Limited | 2006–2007 |
| Wan-Jou Liu | FT Securities Limited | 2006–2007 |
| Yu Lung Tsao | FT Securities Limited | 2006–2007 |
| Hui-Yen Tang | FT Securities Limited | 2006–2007 |
| So Ling Yip | FT Securities Limited | 2006–2007 |
| Harvey Pok Man Yeung | FT Securities Limited | 2006–2007 |
| Pak Ming Yeung | FT Securities Limited | 2006–2007 |
| Ava Pui Ming Lam | FT Securities Limited | 2006–2007 |
| Chia-Huei Lin | FT Securities Limited | 2006–2007 |
| Yung-Yin Chang | FT Securities Limited | 2006–2007 |
| Tswei-May Chen | FT Securities Limited | 2006–2007 |
| Ya-Ling Lin | FT Securities Limited | 2006–2007 |
| Chiung-Hua Wu | FT Securities Limited | 2006–2007 |
| Ya-Lan Chuang | FT Securities Limited | 2006–2007 |