Bei Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bei Liu (劉北), a licensed Responsible Officer with CE reference ANN276. Currently licensed at 1 firm(s): Admiralty Harbour Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 11.2 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-02-06 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 9 - Asset management | 2019-07-05 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-25 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 4 - Advising on securities | 2019-02-25 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-02 | 2019-02-25 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-02 | 2019-02-25 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 9 - Asset management | 2018-05-02 | 2019-04-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-03-30 | 2009-07-24 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-03-30 | 2009-07-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-03-30 | 2009-07-24 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-03-30 | 2009-07-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-03-30 | 2009-07-24 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-03-30 | 2009-07-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-22 | 2007-02-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-22 | 2007-02-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-06-22 | 2007-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bei Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.