Oi Yee Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oi Yee Lo (盧藹儀), a licensed Responsible Officer with CE reference ANM041. Currently licensed at 1 firm(s): GAOYU SECURITIES LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 4 - Advising on securities | 2025-04-09 | present |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-01-21 | present |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 9 - Asset management | 2024-09-30 | present |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-11 | 2025-01-21 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-08 | 2023-10-11 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-23 | 2022-11-08 |
| Success Securities Limited 實德證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-03-19 | 2022-05-06 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-30 | 2018-03-31 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-26 | 2012-03-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Oi Yee Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.