Simon Sun Ming Wong

王新鳴
CE No. AMX405 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Sun Ming Wong (王新鳴), a licensed former licensee with CE reference AMX405. This person has 16.7 years of SFC licence history. Total licence records on file: 9.

Information

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Licence history

FirmRoleRegulated activityFromTo
Shanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司
Rep Type 1 - Dealing in securities 2018-01-18 2025-03-17
Shanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司
Rep Type 4 - Advising on securities 2018-01-18 2025-03-17
Shanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司
Rep Type 9 - Asset management 2018-01-18 2025-03-17
Target Capital Management Limited
泰達資產管理有限公司
Rep Type 1 - Dealing in securities 2016-01-26 2017-12-01
Target Capital Management Limited
泰達資產管理有限公司
Rep Type 4 - Advising on securities 2016-01-26 2017-12-01
Target Capital Management Limited
泰達資產管理有限公司
Rep Type 9 - Asset management 2016-01-26 2017-12-01
iBest Consultants Limited Rep Type 1 - Dealing in securities 2010-03-03 2014-08-23
iBest Consultants Limited Rep Type 4 - Advising on securities 2010-03-03 2014-08-23
Patterson Financial Services Limited Rep Type 4 - Advising on securities 2006-01-11 2009-03-20

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Sun Ming Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Jane Ching Tsui Shanggu Asset Management (Asia) Limited 2018–2025
Hiu Fai Ma Shanggu Asset Management (Asia) Limited 2018–2025
Ching Man Pang Shanggu Asset Management (Asia) Limited 2018–2023
Chun Hin Chan Shanggu Asset Management (Asia) Limited 2021–2025
Shu Cheung Yau Shanggu Asset Management (Asia) Limited 2020–2025
Wai Keung James Chan Shanggu Asset Management (Asia) Limited 2018–2022
Yi Chuan Koay Shanggu Asset Management (Asia) Limited 2018–2023
Yin Wing Leung Shanggu Asset Management (Asia) Limited 2021–2025
Kam Fu Luk Patterson Financial Services Limited 2006–2009
Doris Pui Sze Ho-Lee Shanggu Asset Management (Asia) Limited 2020–2024
Patrick Shiu Sun Ng Patterson Financial Services Limited 2006–2009
Tin Yau Dominic Lam Patterson Financial Services Limited 2006–2009
Louis Fat-Kwong Ng Patterson Financial Services Limited 2006–2009
Wei Wang iBest Consultants Limited 2010–2014
Patrick Wai Ming Lau Patterson Financial Services Limited 2006–2009
Pui Man Lee iBest Consultants Limited 2010–2014
Kwok Wai Lo iBest Consultants Limited 2010–2014
Lai Kuen Yip iBest Consultants Limited 2010–2014
Tung Mui Tong iBest Consultants Limited 2010–2014
Daniel Pak Wai Kong iBest Consultants Limited 2010–2014
Explore the interactive colleague network →

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