Cindy Wai Yee Kan
簡慧儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Wai Yee Kan (簡慧儀), a licensed former licensee with CE reference AMS439. This person has 4.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-16 | 2010-05-10 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-07-16 | 2010-05-10 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-24 | 2009-06-26 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-08-24 | 2009-06-26 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-15 | 2006-08-11 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-12-15 | 2006-08-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cindy Wai Yee Kan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Man Shun Tsang | ICEA Capital Limited | 2006–2009 |
| Chi Hung Wong | ICEA Capital Limited | 2006–2009 |
| Sze Ming How | ICEA Capital Limited | 2006–2009 |
| Chi Hang Wan | ICEA Capital Limited | 2006–2009 |
| Shirley Suet Yee Chan | ICEA Capital Limited | 2006–2009 |
| Yi Bu | ICEA Capital Limited | 2006–2009 |
| Hok Ming Ma | ICEA Capital Limited | 2006–2009 |
| Joseph Jason Wan | ICEA Capital Limited | 2006–2009 |
| Tak Yan Lui | ICEA Capital Limited | 2006–2009 |
| Gary Sau Shan Chan | ICEA Capital Limited | 2006–2009 |
| Yick Fabian Shin | ICEA Capital Limited | 2006–2009 |
| Ka Man Leung | ICEA Capital Limited | 2007–2009 |
| Dan Su | ICEA Capital Limited | 2007–2009 |
| Yingchun Zhu | ICEA Capital Limited | 2006–2009 |
| Zhirong Cao | ICEA Capital Limited | 2006–2009 |
| Manli Cheng | ICEA Capital Limited | 2006–2009 |
| Jinming Yang | ICEA Capital Limited | 2006–2009 |
| Wenzhu Yang | ICEA Capital Limited | 2006–2009 |
| Leonard Chu Tang | ICEA Capital Limited | 2006–2009 |
| Ying Ye | ICEA Capital Limited | 2007–2009 |