Jin Qian
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jin Qian (錢進), a licensed Responsible Officer with CE reference AMJ798. Currently licensed at 1 firm(s): China Industrial Securities International Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 16.9 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-28 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 4 - Advising on securities | 2017-07-28 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-27 | 2017-07-28 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-27 | 2017-07-28 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-17 | 2017-03-27 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 4 - Advising on securities | 2016-08-17 | 2017-03-27 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-12 | 2016-08-17 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-12 | 2016-08-17 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-06 | 2016-04-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-20 | 2013-04-13 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-06 | 2008-12-04 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-06 | 2008-12-04 |
| D.B. Zwirn Asia Partners Limited |
Rep | Type 4 - Advising on securities | 2007-10-05 | 2008-05-07 |
| D.B. Zwirn Asia Partners Limited |
Rep | Type 1 - Dealing in securities | 2007-09-17 | 2008-05-07 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-19 | 2007-07-20 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-08-19 | 2007-07-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jin Qian during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.