Frederick James Horsey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederick James Horsey, a licensed former licensee with CE reference AMF121. This person has 2.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2010-11-30 | 2011-06-04 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 4 - Advising on securities | 2010-11-30 | 2011-06-04 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 4 - Advising on securities | 2007-07-09 | 2009-12-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-07-09 | 2009-12-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 9 - Asset management | 2007-07-09 | 2009-12-01 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Frederick James Horsey during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.