Viola Fung Ling Law
羅鳳玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Viola Fung Ling Law (羅鳳玲), a licensed Responsible Officer with CE reference AME281. Currently licensed at 1 firm(s): Clearwater Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.4 years of SFC licence history. Total licence records on file: 37.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Clearwater Asset Management Limited | RO | Type 4 - Advising on securities | 2025-06-24 | present |
| Clearwater Asset Management Limited | RO | Type 9 - Asset management | 2025-06-24 | present |
| Clearwater Asset Management Limited | Rep | Type 4 - Advising on securities | 2025-06-11 | 2025-06-24 |
| Clearwater Asset Management Limited | Rep | Type 9 - Asset management | 2025-06-11 | 2025-06-24 |
| Kietex Capital Limited 旗德資本有限公司 |
Rep | Type 4 - Advising on securities | 2025-04-03 | 2025-05-25 |
| Kietex Capital Limited 旗德資本有限公司 |
Rep | Type 9 - Asset management | 2025-04-03 | 2025-05-25 |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-08-20 | 2024-11-04 |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
RO | Type 9 - Asset management | 2024-08-20 | 2024-11-04 |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-08-13 | 2024-08-20 |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-08-13 | 2024-08-20 |
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 4 - Advising on securities | 2020-11-04 | 2024-08-05 |
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 9 - Asset management | 2020-11-04 | 2024-08-05 |
| Kietex Capital Limited 旗德資本有限公司 |
Rep | Type 9 - Asset management | 2020-10-29 | 2020-11-04 |
| Runlin Asset Management Limited 潤林資產管理有限公司 |
RO | Type 9 - Asset management | 2019-05-07 | 2020-04-10 |
| Runlin Asset Management Limited 潤林資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-04-30 | 2019-05-07 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-12-07 | 2019-04-05 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-12-07 | 2019-04-05 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-12-07 | 2019-04-05 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-12-07 | 2019-04-05 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 9 - Asset management | 2018-12-07 | 2019-04-05 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-12 | 2018-12-07 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-10-12 | 2018-12-07 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-12 | 2018-12-07 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-10-12 | 2018-12-07 |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-05-30 | 2018-10-03 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-05-30 | 2018-10-03 |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 4 - Advising on securities | 2018-05-30 | 2018-10-03 |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-05-30 | 2018-10-03 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-10-10 | 2018-05-30 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-01 | 2018-05-30 |
| Big Bay Securities (HK) Limited 大灣證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-27 | 2017-08-12 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-09-10 | 2016-11-21 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-10 | 2016-11-21 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-13 | 2016-11-21 |
| Goldenway Securities Company Limited 金匯證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-11-20 | 2015-02-11 |
| Goldenway Securities Company Limited 金匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-19 | 2013-11-20 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-19 | 2010-05-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Viola Fung Ling Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.