Shu-Fang Wu
吳淑芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu-Fang Wu (吳淑芳), a licensed Representative with CE reference AMB390. Currently licensed at 1 firm(s): First Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 16.1 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-21 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2018-12-20 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-01 | 2017-10-02 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-01 | 2017-10-02 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-10 | 2011-04-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-06 | 2011-04-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu-Fang Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.