Junping Yuan
袁軍平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Junping Yuan (袁軍平), a licensed former licensee with CE reference ALS806. This person has 12.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2014-02-17 | 2017-09-04 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
RO | Type 4 - Advising on securities | 2011-08-04 | 2017-09-04 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2011-03-07 | 2017-09-04 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2011-03-07 | 2017-09-04 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
RO | Type 9 - Asset management | 2011-03-07 | 2017-09-04 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-30 | 2011-03-07 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2008-09-30 | 2017-09-04 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2005-07-28 | 2008-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Junping Yuan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.