Cheng-Yen Chen
陳貞燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng-Yen Chen (陳貞燕), a licensed former licensee with CE reference ALQ556. This person has 7.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-10 | 2013-05-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2005-01-19 | 2005-03-23 |