Sai Lai Ng
伍世禮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Lai Ng (伍世禮), a licensed former licensee with CE reference ALP914. This person has 17.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-23 | 2023-03-13 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-02-14 | 2023-03-13 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
RO | Type 9 - Asset management | 2019-02-14 | 2023-03-13 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-01-20 | 2023-03-13 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-08-11 | 2014-01-20 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-21 | 2019-07-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sai Lai Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.