Chak Sum Chan
陳澤森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chak Sum Chan (陳澤森), a licensed former licensee with CE reference ALO496. This person has 5.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-13 | 2010-12-31 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-19 | 2010-02-08 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-17 | 2009-08-01 |
| Patterson Financial Services Limited | Rep | Type 4 - Advising on securities | 2004-12-23 | 2008-02-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chak Sum Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.