Sheng Yao
姚聖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng Yao (姚聖), a licensed Responsible Officer with CE reference ALL051. Currently licensed at 1 firm(s): Sino Cornerstone Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.0 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino Cornerstone Capital Limited 中國基石資本有限公司 |
RO | Type 4 - Advising on securities | 2024-05-21 | present |
| Sino Cornerstone Capital Limited 中國基石資本有限公司 |
RO | Type 9 - Asset management | 2024-05-21 | present |
| LeZi Capital Limited 樂滋資產有限公司 |
RO | Type 9 - Asset management | 2020-12-18 | 2023-07-31 |
| Green Harmony Capital Limited 景和資本有限公司 |
RO | Type 9 - Asset management | 2019-05-07 | 2020-03-17 |
| Entropy Asset Management Limited | RO | Type 4 - Advising on securities | 2017-12-19 | 2018-10-31 |
| Entropy Asset Management Limited | RO | Type 9 - Asset management | 2017-12-19 | 2018-10-31 |
| Giant Venture Asset Management Limited 嘉遠資產管理有限公司 |
RO | Type 9 - Asset management | 2017-01-11 | 2017-04-15 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-15 | 2013-09-11 |
| Gavekal Capital Limited | Rep | Type 9 - Asset management | 2008-04-23 | 2008-06-05 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-25 | 2007-01-23 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-11 | 2006-07-21 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-11-11 | 2006-07-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sheng Yao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jie Wang | Sino Cornerstone Capital Limited | 2024–present |
| Haoxuan Luo | LeZi Capital Limited | 2020–2023 |
| Chi Sing Lau | BOCI Research Limited | 2008–2013 |
| Wenzhou Hu | BOCI Research Limited | 2008–2013 |
| Ngan Pak | BOCI Research Limited | 2008–2013 |
| Bingnan Ye | BOCI Research Limited | 2008–2013 |
| Belle Chan | BOCI Research Limited | 2008–2013 |
| Xue Feng | BOCI Research Limited | 2008–2013 |
| Yukun Le | BOCI Research Limited | 2008–2013 |
| Pan Li | BOCI Research Limited | 2008–2013 |
| Huiming Liu | BOCI Research Limited | 2008–2013 |
| Xiaoman Ni | BOCI Research Limited | 2008–2013 |
| Qian Tang | BOCI Research Limited | 2008–2013 |
| Minle Xu | BOCI Research Limited | 2008–2013 |
| Lin Yuan | BOCI Research Limited | 2008–2013 |
| Jian Zhang | BOCI Research Limited | 2008–2013 |
| Peng Sun | BOCI Research Limited | 2008–2013 |
| Yusheng Wang | BOCI Research Limited | 2008–2013 |
| Jianping Du | BOCI Research Limited | 2008–2013 |
| Du Liu | BOCI Research Limited | 2008–2013 |