Hau Wai Pun
潘巧惠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Wai Pun (潘巧惠), a licensed former licensee with CE reference ALK636. This person has 5.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-21 | 2010-06-09 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-03-23 | 2006-06-14 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-02-16 | 2006-06-14 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-17 | 2006-06-14 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-13 | 2005-01-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hau Wai Pun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.