Kerry David Series
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kerry David Series, a licensed former licensee with CE reference ALI742. This person has 1.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2006-01-10 | 2006-09-15 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2006-01-10 | 2006-09-15 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-07-15 | 2006-09-15 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-07-15 | 2006-09-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2004-10-27 | 2006-09-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2004-10-27 | 2006-09-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kerry David Series during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.